Leading with integrity and innovation.

BACKGROUND & EXPERTISE

Brad started at Northwestern Mutual in 1983 as an intern. After college, he transitioned into an advisor role and continued to expand his practice and expertise before eventually founding Baune Financial. Under his leadership, the firm has become a trusted resource and an innovator in the industry.

Brad is a well-respected thought leader who has developed multiple financial planning approaches including “Navigating Life by Design®” and “Charting Your Course to Financial Security®.” He continues to serve as a financial advisor for many established clients in addition to coaching and counseling other advisors and team members.

PROFESSIONAL APPROACH

From the beginning, Brad had the vision to build a new kind of financial management firm. He established the guiding principles of high integrity and great competency at Baune Financial and continues to foster a culture that focuses on building long-term relationships.

One of Brad’s primary goals is for Baune Financial to collaborate with clients throughout the continuum of their lives. Every team member seeks to understand client ambitions, asks questions, listens intently, and outlines a clear path forward. By establishing two-way trust between advisor and client, Baune Financial can continue to analyze and advise throughout the various stages of life.

PERSONAL FULFILLMENT

Brad and his wife reside in Inver Grove Heights, MN and have four children and a growing number of grandchildren. When he’s not at the office, Brad enjoys spending time at his home in Door County, boating on Lake Michigan, sports, yard work, and travel.

EDUCATION & CREDENTIALS

• Minnesota State University – Mankato, MN
• Southwest Minnesota State University
• Life / Health Insurance Licenses
• FINRA Series 6, 7, 63, & 66

Providing clarity in all aspects of financial planning.

BACKGROUND & EXPERTISE

Mike has been in the financial services industry since 1994 and joined Baune Financial in 2005. As an Advisor, he is responsible for the development and management of strategic financial plans for new and existing clients.

PROFESSIONAL APPROACH

Mike listens intently and is a natural problem solver. His honest and transparent approach helps his clients achieve total clarity — of their goals, their risks, and the solutions. He finds great satisfaction in knowing that a financial plan has provided a client confidence and peace of mind.

PERSONAL FULFILLMENT

Mike resides in rural Goodhue County with his wife and their five children. In his free time, Mike enjoys spending time with his family, working outdoors, following sports, and reading the newspaper.

EDUCATION & CREDENTIALS

• University of Iowa – Iowa City, IA
• Certified Financial Planner (CFP®)
• Chartered Life Underwriter (CLU®)
• Life / Health Insurance Licenses
• FINRA Series 6, 7 & 63

Helping clients build a financial plan that gives them confidence.

BACKGROUND & EXPERTISE

Kyle has been with Northwestern Mutual since 2009 and joined Baune Financial in 2012. Growing up around the financial services profession, he developed a passion for wealth management at a young age. He is proud to represent the second generation at Baune Financial and be part of a dynamic team. As an Advisor, he is responsible for the development and management of strategic financial plans for new and existing clients.

PROFESSIONAL APPROACH

Kyle takes the time to understand his clients’ values and aspirations. By uncovering what is most important to them, he is able to create custom financial plans that help them meet their objectives. Using a goals-based approach gives clients the confidence to live life in a fulfilling manner.

PERSONAL FULFILLMENT

In his spare time, Kyle enjoys downhill skiing, boating on the St. Croix river with his family, and tinkering with his antique tractor - a 1950 John Deere B. Kyle resides in Hampton Township with his wife, Katy, and two boys, Leo & Eli. Next time you speak with Kyle, ask him about his plans to complete the “great loop.”

EDUCATION & CREDENTIALS

• Metropolitan State University – St. Paul, MN
• Life / Accident / Health Insurance Licenses
• FINRA Series 7 & 63

Thoughtful planning and maintenance.

BACKGROUND & EXPERTISE

Justin has a broad background in investment and insurance operations and joined Baune Financial in 1999. As an Advisor, he is responsible for the development and management of strategic financial plans for new and existing clients.

PROFESSIONAL APPROACH

Justin takes great pride in understanding his clients’ financial goals and aspirations. From there, he develops a strategy that is unique to their situation. His goal is to continue to keep his clients on track, guiding them through life events, and realigning their portfolios as needed.

PERSONAL FULFILLMENT

Justin resides in Rosemount, MN with his two children. In his free time, he enjoys golfing, snow and water skiing, and spending time with his family in northern Minnesota.

EDUCATION & CREDENTIALS

• St. John’s University – St. Joseph, MN
• CERTIFIED FINANCIAL PLANNER® professional (CFP®)
• Chartered Life Underwriter (CLU®)
• Chartered Financial Consultant (ChFC®)
• Life / Health Insurance Licenses
• FINRA Series 6, 7, & 63

Hunter started at Northwestern Mutual in 2019. He worked for 3 years as a Financial Representative before joining Baune Financial in 2022. His primary role as an advisor is prioritizing the second generation of clients for Baune Financial. As an advisor, he is responsible for implementing best practices when it comes to investing and risk management products.

Hunter enjoys having meaningful conversations with people to further understand their clients’ goals, values, and objectives. Through these conversations he is able to implement strategies that help clients reach those goals and confidently live the life they want today and in the future.

Hunter lives in Bloomington, MN with his wife and in his spare time enjoys playing with his dog, golfing, and traveling.

• South Dakota State University – Brookings, SD
• Minnesota State University – Mankato, MN
• Life/Health Insurance Licenses
• FINRA Series 6, 7, & 63

Delivering excellent customer service.

BACKGROUND & EXPERTISE

Lindsay has been in the financial services industry since 2009 and joined Baune Financial in 2018. In her role as Associate Advisor, she encourages clients to make progress on the goals they have said are most important. As our Director of Client Experience, she listens to what our clients desire and works with other team members and the Northwestern Mutual home office to deliver on those requests.

PROFESSIONAL APPROACH

Lindsay is extremely organized, prompt, and focused. She takes the time to ask questions of her clients to truly get to know who they are and what they want to accomplish. She holds clients accountable with custom financial plans to meet their objectives.

PERSONAL FULFILLMENT

Lindsay has been married to her high school sweetheart, Chuck, since 2007 and they have three amazing children: Veronica, Beulah, and Maverick. She loves spending time outside and volunteering with multiple local organizations. They live on a small farm in Wisconsin with horses, goats, dogs, cats, and a guinea pig.

EDUCATION & CREDENTIALS

• University of Minnesota – Minneapolis, MN
• Chartered Financial Consultant (ChFC®) Designation
• CERTIFIED FINANCIAL PLANNER® professional (CFP®)
• Life / Health Insurance Licenses
• FINRA Series 6, 7 & 63

BACKGROUND & EXPERTISE

Andy has over 20 years of experience in the financial services and asset management business. Spanning several market cycles, his experience has encompassed both institutional and retail asset management sales as well as portfolio management. Andy is responsible for leading our investment team and developing comprehensive investment strategies that will align with our overall financial planning value proposition. Andy began his career at Northwestern Mutual in 1999 and later worked in institutional sales roles at both Russell Investments and Prudential Financial.

PROFESSIONAL APPROACH

Andy has a lifelong passion for the financial markets and enjoys staying abreast of the latest trends in the capital markets. Having worked with a diverse range of clients including high net worth families and business owners, corporations and institutional investors Andy has developed exceptional skills in the management, analysis, and deployment of capital across all asset classes including alternative investments. He possesses a proven ability to identify client opportunities and implement effective strategies to optimize returns for clients. Andy’s comprehensive understanding of the capital markets including regulatory framework ensures that investment portfolios are tailored to meet each client’s specific financial goals.

PERSONAL FULFILLMENT

Andy lives in Whitefish Bay, Wisconsin with his wife Mical and children, Nolan, Lauren, and Kellen. Andy enjoys cycling and is an avid Wisconsin sports fan.

EDUCATION & CREDENTIALS

• University of Wisconsin Milwaukee-Milwaukee, WI
• Certified Investment Management Analyst (CIMA)
• FINRA Series 6,7, 63, 66

BACKGROUND & EXPERTISE

Keri has been in the financial services industry since January of 2009 and joined Baune Financial in 2022. In her role as Client Service Manager, she supports all aspects of the financial planning process.

PROFESSIONAL APPROACH

Keri believes the client/advisor relationship is so important and that is the foundation of a successful client experience. She is organized, efficient, prompt and focused to accomplish that. She makes sure the clients are responded to in a timely manner and supports them and the advisor throughout the financial planning process and helping the clients see success in their financial goals.

PERSONAL FULFILLMENT

Keri lives in O’Fallon, Missouri and loves spending her free time with her three kids, husband, and English bulldog Meatball. They love the summertime by the pool and having great times with friends and family.

EDUCATION & CREDENTIALS

• Life/Health Insurance Licenses
• FINRA Series 6, 7, and 63

Helping clients build a financial plan that gives them confidence.

BACKGROUND & EXPERTISE

Briana started as an intern with Northwestern Mutual in 2008 and worked as a Financial Representative until 2010 before pursuing a career in culinary arts & hospitality management. Briana's professional experience includes over 15 years of creating bespoke catering events and hospitality project-management in Washington, DC and Detroit, MI. She joined Baune Financial in 2023 and supports all aspects of the financial planning process.

PROFESSIONAL APPROACH

Briana brings her ‘hospitality heart’ to her role at Baune Financial and strives to provide personable service. She’s enriched by helping clients implement product solutions today, to realize a brighter tomorrow. Briana is detail-oriented and process-driven; and believes that thorough preparation is essential to smooth execution. Via communication and timely follow-through, she aims to develop lasting relationships and provide the highest level of confidence and efficiency for our clients and team.

PERSONAL FULFILLMENT

Briana lives in St. Louis, Missouri with her husband and daughter. They enjoy picnicking in Forest Park, hiking, cooking new recipes at home, and traveling to visit family. Briana is a seeker and has an insatiable curiosity for creative, sustainable, and natural nourishment for mind and body.

EDUCATION & CREDENTIALS

• Webster University, St. Louis, Missouri
• Life/Health Insurance Licenses
• FINRA Series 6, 7 and 63

Building trust by listening, addressing concerns, and following through.

BACKGROUND & EXPERTISE

Donna has been with Northwestern Mutual since 1981 and joined Baune Financial in 1991. She is responsible for facilitating the insurance underwriting process.

PROFESSIONAL APPROACH

Donna takes pride in building lasting relationships with her clients, some of whom she has worked with for nearly 30 years. She has helped them navigate the financial implications of various life events and is a trusted resource when questions arise. Donna believes consistency is the cornerstone to strong financial planning and also stresses the importance of life insurance coverage.

PERSONAL FULFILLMENT

Donna is a resident of Cannon Falls, MN and has three children. During her free time, she enjoys reading and listening to music.

EDUCATION & CREDENTIALS

• University of Minnesota – Waseca, MN
• Life / Health Insurance Licenses
• FINRA Series 6 & 63

Keeping everything on track and up-to-date.

BACKGROUND & EXPERTISE

Cathy has been with Northwestern Mutual since 2003 and joined Baune Financial in 2007. She is responsible for coordinating case preparation for wealth management clients.

PROFESSIONAL APPROACH

Cathy takes pride in a job well done. She is organized, timely, and dedicated to customer service.

PERSONAL FULFILLMENT

Cathy enjoys boating, motorcycle riding and spending time with family and friends.

EDUCATION & CREDENTIALS

• St. Mary’s University – Winona, MN
• Life / Accident / Health Insurance Licenses
• FINRA Series 6 & 63

Implementing and maintaining the systems that help clients succeed.

BACKGROUND & EXPERTISE

Dan has been with Northwestern Mutual since 2005 and joined Baune Financial in 2011. He currently serves as the Chief Operating Officer and is responsible for human resources, technology, and team workflow.

PROFESSIONAL APPROACH

Dan is passionate about understanding systems and procedures and quickly learns new technologies. He has championed the implementation of many technologies at Baune Financial (including CRM) and encourages clients to take advantage of the tools available through their individual Northwestern Mutual websites.

PERSONAL FULFILLMENT

Dan lives in Lakeville, MN with his wife and two children. In his free time, Dan enjoys playing the guitar, home improvement projects, and coaching youth sports teams.

EDUCATION & CREDENTIALS

• Iowa State University – Ames, IA
• Life / Health Insurance Licenses
• FINRA Series 7 & 63

BACKGROUND & EXPERTISE

Stephanie has been with Northwestern Mutual since 1987 and joined Baune Financial in 2021. Stephanie currently serves as the Chief of Staff and is responsible for human capital, culture, and firm meetings.

PROFESSIONAL APPROACH

Stephanie is passionate about helping people grow personally and professionally. She is a servant leader and believes we can be successful together when we maximize our unique talents. She believes client’s achieve better outcomes when diverse thoughts and ideas come to the table.

PERSONAL FULFILLMENT

Stephanie lives in Sarasota, Florida with her husband. In her free time, she enjoys spending time with family and friends, traveling and being on the water.

EDUCATION & CREDENTIALS

• University of Wisconsin
• Fellow, Life Management Institute (FLMI)

BACKGROUND & EXPERTISE

Maura has been with Northwestern Mutual since 2014 and joined Baune Financial in 2024.  She serves as Chief Strategy Officer focused on growth enablement and organizational change.

PROFESSIONAL APPROACH

Maura is a problem solver at heart who focuses on identifying the root cause to ensure solutions are sustainable and scalable.  She partners with the team to translate strategy into action focusing not just on the long-term vision, but how changes impact the team and our clients.

PERSONAL FULFILLMENT

Maura loves to be outside including hiking and traveling with her husband and two dogs.  When stuck inside, she’s an avid reader and baker.

EDUCATION & CREDENTIALS

• Fairfield University – Fairfield, CT
• Lean Six Sigma Green Belt
• Certified Financial Services Coach

BACKGROUND & EXPERTISE

Chris started with Northwestern Mutual as in intern in 2014 and began working with the Financial Planning Services team in January of 2017. As Team Lead of Financial Planning Services, Chris’s responsibilities include creating financial plans, administering investment solutions into clients’ plans and consulting with teams to ensure processes are efficient and that we are doing what is best for the client.

PROFESSIONAL APPROACH

The best part about my job is being able to help a lot of people every day. The best financial advice I ever received is to live within your means and start saving early.

PERSONAL FULFILLMENT

Chris resides in Shakopee, MN. In his free time Chris enjoys golf, spending quality time with his family, and cooking.

EDUCATION & CREDENTIALS

• University of Wisconsin-La Crosse

Combining analysis with great communication.

BACKGROUND

Ben started in the financial services industry in 2017 and joined the Baune Financial team in 2021. Prior to joining Baune Financial he held Advisor and Operational roles at Vantage Financial and the Thrivent Advisor Network. As the Director of Investment Operations, Ben will be focusing on developing an efficient and compliant investment practice while building client relationships.

PROFESSIONAL APPROACH

Ben enjoys making sure the process for each client is efficient and enjoyable. He believes there is a plan and a process that can help every person achieve their financial goals.

PERSONAL

Ben lives with his wife, Brittany, and their dog, Luna, in Whitefish Bay, WI. They enjoy spending time outdoors biking, walking their dog, or just relaxing in the sun.

EDUCATION

• University of South Dakota-Vermillion, SD
• University of Wisconsin-La Crosse- La Crosse, WI
• Life/Health Insurance Licenses
• FINRA Series 7, 63, and 65

BACKGROUND & EXPERTISE

Jarod has been with Northwestern Mutual since 2022 and joined Baune Financial in 2024. He is responsible for opening and servicing Investment accounts.

PROFESSIONAL APPROACH

Jarod takes pride in servicing client accounts diligently and efficiently as possible. He believes attention to detail, open communication, and self-awareness are the pillars for achieving financial goals.

PERSONAL FULFILLMENT

Jarod resides in Savage Minnesota with his wife, Olivia. They enjoy spending time with family, golfing, yard work, cheering the Vikings on, and watching Survivor.

EDUCATION & CREDENTIALS

• University of Northern Iowa
• Life/Health Insurance Licenses
• FINRA Series 7 and 66 registrations

Supporting a workplace filled with positivity and integrity.

BACKGROUND & EXPERTISE

Ann has been with Northwestern Mutual since 1986 and joined Baune Financial in 2023. Ann serves as a Financial Planning Analyst.

PROFESSIONAL APPROACH

Ann is passionate about helping clients plan for and achieve their financial goals. She is focused on supporting clients as they navigate through their financial journey.

PERSONAL FULFILLMENT

Ann lives in Brookfield, Wisconsin with her husband. In her free time, Ann enjoys spending time with her family including her two grown sons who both live in Minneapolis. Ann also enjoys skiing, biking, and kayaking as well as traveling.

EDUCATION & CREDENTIALS

• University of Wisconsin – Business Degree
• Marquette University – MBA
• Fellow, Life Management Institute (FLMI)

Background & Expertise

Dawson started with Northwestern Mutual as a planning intern at the home office in 2022 and joined Baune Financial in May of 2023. Dawson's responsibilities are to analyze and design financial planning strategies, such as retirement scenarios, to map out and achieve client goals.

Professional Approach

Dawson enjoys balancing an analytical and personable approach to the workplace. Consistency and accountability are his keys points to follow for financial peace of mind.

Personal Fulfillment

Dawson grew up in the south metro area, MN. In his free time Dawson enjoys basketball, warm weather and spending time with his dog and family.

Education and Credentials

• Iowa State University
• Minnesota State University – Mankato
• FINRA Series 7 & 63
• Life/Health Insurance Licenses

Supporting a workplace filled with positivity and integrity.

BACKGROUND & EXPERTISE

Barb joined Baune Financial in 2011. In the role of Client Relations, her primary responsibilities include administrative support, database management, calendar management and customer service.

PROFESSIONAL APPROACH

Barb loves connecting with clients and co-workers and learning about their diverse backgrounds. She approaches every situation with positivity, integrity, and a willingness to do what it takes to get the job done.

PERSONAL FULFILLMENT

Barb has two children and four granddaughters and resides in Hastings, MN. Her days are filled with many hobbies including home projects, art shows, biking, and anything social. Having grown up on a dairy farm, Barb’s favorite activity remains driving a 1952 Farmall tractor down scenic country roads!

EDUCATION & CREDENTIALS

• Rochester Community College – Rochester, MN

BACKGROUND & EXPERTISE

Courtney has been in the financial services industry since 2018 and joined Baune Financial in 2024. In her role as Marketing Associate, she aims to enhance client experience, increase brand awareness, and implement a growth strategy for the team.

PROFESSIONAL APPROACH

Courtney enjoys blending data-driven strategy and creativity. Her goal is to create and promote our value by gaining a deeper understanding of our clients and their needs.

PERSONAL FULFILLMENT

Courtney lives just outside of Lakeville with her husband and their two daughters. In her free time, she enjoys being outdoors in the sun, traveling, and spending time with family and friends.

EDUCATION & CREDENTIALS

• University of Minnesota – Twin Cities